{"meta":{"status":200,"messages":[],"pagination":{"max":1,"offset":0,"count":1,"total":1,"pageNum":1,"totalPages":1,"sort":null,"currentUrl":"https://api.digitalmedia.hhs.gov/api/v2/resources/media.json?offset=0&max=1&ignoreHiddenMedia=1&format=json&id=17219&newUrlBase=https://grants.nih.gov/policy-and-compliance/policy-topics/","nextUrl":null,"previousUrl":null}},"results":[{"content":"<body>\n <div class=\"syndicate\"> \n  <div> \n   <div> \n    <h1 autofocus=\"true\"><strong><span>Clinical Trial Requirements for Grants and Contracts</span> </strong></h1> \n   </div> \n   <div> \n    <article> \n     <div> \n      <div> \n       <div> \n        <div> \n         <div> \n          <div>\n            Scope Note \n          </div> \n          <div> \n           <p>NIH has launched a series of initiatives to enhance the accountability and transparency of clinical research. These initiatives target key points along the clinical trial lifecycle from concept to results reporting. Find key resources and tips for applicants and grantees.</p> \n          </div> \n         </div> \n        </div> \n        <div> \n         <div> \n          <div data-ds-id=\"aas23v54\" cellpadding=\"10\" cellspacing=\"0\"> \n           <div> \n            <small></small> \n           </div> \n           <div> \n            <strong>NIH Definition of a Clinical Trial</strong> \n            <div>\n              A research study in which one or more human subjects are prospectively assigned to one or more interventions (which may include placebo or other control) to evaluate the effects of those interventions on health-related biomedical or behavioral outcomes. \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <p><strong><a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/ct-decision\">DECISION TOOL</a></strong></p> \n            </div> \n            <p> Your human subjects study may meet <br>the NIH definition of a clinical trial. </p> \n            <p> <strong><a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/ct-decision\">FIND OUT HERE</a></strong> </p> \n           </div> \n           <img src=\"https://grants.nih.gov/sites/default/files/ct-requirements1.png\" alt=\"Infographic: Clinical trials include a wide range of studies, including mechanistic, exploratory/development, pilot/feasibility, other interventional, behaviorial, and basic experimental (BESH) studies.\"> \n          </div> \n         </div> \n        </div> \n        <div> \n         <div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/ct-training.png\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/definition\">NIH's Definition of a Clinical Trial</a> </h3> \n             <p>Learn more about why NIH has implemented changes to enhance the stewardship of clinical trials and how these changes impact your research.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/sites/default/files/besh.png\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/besh\">Basic Experimental Studies Involving Humans (BESH)</a> </h3> \n             <p>Basic experimental studies involving humans (BESH) are studies that meet both the federal definition of basic research and the NIH definition of a clinical trial. Find <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/besh\">new resources</a> to help differentiate between a measurement and an intervention, learn about answering the 4 clinical trial questions for BESH, and more.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/ct-funding-opportunities.jpg\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/specific-funding-opportunities\">Clinical Trial-Specific Funding Opportunities</a> </h3> \n             <p>All applicants proposing clinical trials can learn about the requirement for submitting applications through a funding opportunity designated specifically for clinical trials.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/review-criteria.jpg\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/review-criteria\">Clinical Trial-Specific Review Criteria</a> </h3> \n             <p>Specific review criteria will be used to evaluate applications proposing clinical trials or clinical trial research experience. Learn more about these review criteria.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/ct-practice-training.jpg\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/good-clinical-training\">Good Clinical Practice</a> </h3> \n             <p> All NIH-funded clinical investigators and clinical trial staff who are involved in the design, conduct, oversight, or management of clinical trials can learn about the requirement to be trained in Good Clinical Practice (GCP).</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/hss.jpg\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://www.era.nih.gov/help-tutorials/hss\" name=\"hss\">Human Subjects System</a> </h3> \n             <p>Effective June 9, 2018, the Human Subjects System (HSS) replaced the Inclusion Management System (IMS). HSS consolidates human subjects and clinical trial information in one place. PD/PIs, signing officials, and NIH staff access the HSS through eRA Commons.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/ct-app-forms.jpg\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/new-human-subject-clinical-trial-info-form\">Human Subjects and Clinical Trial Information Form</a> </h3> \n             <p> The Human Subjects and Clinical Trial Information form is required for all human subjects and/or clinical trial research beginning with the January 25, 2018 due dates. Learn more about this form and tips for completing it.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/ct-consent.png\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/informedconsent\">Posting Clinical Trial Informed Consent Forms</a> </h3> \n             <p> Learn more about the requirement that clinical trials post informed consent documents to a public federal government website.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/ct-protocol-template.jpg\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/protocol-template\">Protocol Templates for Clinical Trials</a> </h3> \n             <p> Discover our protocol templates with instructional and sample text to help write clinical protocols for the following types of research: 1) Phase 2 or 3 clinical trials that require Investigational New Drug applications (IND) or Investigational Device Exemption (IDE) applications, and 2) Behavioral and social sciences research involving humans.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/ct-registration.jpg\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/reporting\">Requirements for Registering &amp; Reporting NIH-Funded Clinical Trials</a> </h3> \n             <p>All NIH-funded clinical trials are expected to register and submit results information to <a href=\"https://clinicaltrials.gov/ct2/home\">ClinicalTrials.gov</a>. Learn more about these requirements. Learn more about what you need to know about these requirements.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/ct-why.png\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/why-changes\">Information about NIH Clinical Trial Stewardship</a> </h3> \n             <p>Learn why clinical trial policies are key to enhancing the stewardship of clinical trials.</p> \n            </div> \n           </div> \n          </div> \n          <div> \n           <div> \n            <div> \n             <img src=\"https://grants.nih.gov/images7/b1.jpg\" alt=\"\"> \n            </div> \n            <div> \n             <h3> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/training-resources\">Training &amp; Resources for NIH Clinical Trial Policies</a> </h3> \n             <p>Learn about training opportunities, find helpful resources, and use the links below for guidance on NIH's clinical trial policies. We will continue to post additional resources, so check back frequently.</p> \n            </div> \n           </div> \n          </div> \n         </div> \n        </div> \n       </div> \n      </div> \n     </div> \n    </article> \n   </div> \n   <div> \n    <div> \n     <div> \n      <h3>FAQs</h3> \n     </div> \n    </div> \n    <script>\n\t\tlet faq_block = document.getElementById(\"faq-wrapper\");\n\t\tlet faq_header = document.getElementById(\"faq-name\");\n\t\tlet faq_raw_data = {\"tags\":[{\"value\":\"664bc48988485d79a20a3207\",\"_attributes\":[]}],\"project_id\":\"https:\\/\\/search.grants.nih.gov\\/lc\\/api\\/resources\\/tags\",\"project\":\"64888cbd5b0ce2db990fc8d3\",\"fqs\":[{\"value\":\"faq618\",\"_attributes\":[]}],\"query\":\"OR\",\"see_also\":\"<ul>\\r\\n    <li>\\r\\n        <a href=\\\"\\/policy-and-compliance\\/policy-topics\\/clinical-trials\\/key-dates-and-policy-notices\\\">Key Dates &amp; Policy\\r\\n            Notices<\\/a>\\r\\n    <\\/li>\\r\\n    <li>\\r\\n        <a href=\\\"\\/policy-and-compliance\\/policy-topics\\/clinical-trials\\/case-studies#collapseS2_top\\\">Case Studies<\\/a>\\r\\n    <\\/li>\\r\\n    <li>\\r\\n        <a href=\\\"\\/policy-and-compliance\\/policy-topics\\/clinical-trials\\/training-resources\\\">Training &amp; Resources<\\/a>\\r\\n    <\\/li>\\r\\n    <li>\\r\\n        <a href=\\\"\\/policy-and-compliance\\/policy-topics\\/human-subjects\\\">Human Subjects&nbsp;Research<\\/a>\\r\\n    <\\/li>\\r\\n    <li>\\r\\n        <a href=\\\"https:\\/\\/clinicaltrials.gov\\/\\\">ClinicalTrials.gov<\\/a>\\r\\n    <\\/li>\\r\\n    <li>\\r\\n        <a href=\\\"https:\\/\\/researchmethodsresources.nih.gov\\\">Research Methods Resources<\\/a>&nbsp;\\r\\n    <\\/li>\\r\\n    <li>\\r\\n        <a href=\\\"http:\\/\\/clinregs.niaid.nih.gov\\/\\\">ClinRegs: International Clinical Trials Regulations<\\/a>\\r\\n    <\\/li>\\r\\n    <li>\\r\\n        <a\\r\\n            href=\\\"https:\\/\\/extramural-intranet.nih.gov\\/policy-and-guidance\\/policy-topics\\/human-subjects-clinical-trials-specimens\\\">For\\r\\n            NIH Staff<\\/a> <i class=\\\"bi bi-lock-fill\\\"><\\/i>\\r\\n    <\\/li>\\r\\n<\\/ul>\",\"page_contact\":null,\"general_resources\":null,\"custom_faq\":null,\"resources_data\":{\"success\":true,\"message\":\"Resource successfully retrieved.\",\"resources\":[]},\"faq_data\":[{\"Site\":\"NIH Clinical Trial FAQs\",\"Site_Display_Name\":\"NIH Clinical Trial FAQs\",\"URL\":\"https:\\/\\/grants.nih.gov\\/faqs#\\/clinical-trial-definition.htm\"}],\"theme_hook_original\":\"learning-center\",\"attributes\":\"\",\"title_attributes\":\"\",\"content_attributes\":\"\",\"title_prefix\":[],\"title_suffix\":[],\"db_is_active\":true,\"is_admin\":false,\"logged_in\":false,\"user\":{},\"directory\":\"themes\\/nihod5__subtheme\",\"theme_hook_suggestions\":[]}\n\t\tif(faq_raw_data.faq_data.length > 0){\n\t\t\tfaq_raw_data.faq_data.map(faq=>{\n\t\t\t\tlet 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{\n\t\t\t\t\t\t\t\tvideoPresent = true;\n\t\t\t\t\t\t\t\tobj = {\n\t\t\t\t\t\t\t\t\ttitle: resource.title,\n\t\t\t\t\t\t\t\t\tid: resource._id,\n\t\t\t\t\t\t\t\t\turl: r.url,\n\t\t\t\t\t\t\t\t\ttime: r.time,\n\t\t\t\t\t\t\t\t};\n\t\t\t\t\t\t\t\tif(r.hasOwnProperty(\"youtube_data\") && r[\"youtube_data\"] !== null && r[\"youtube_data\"] !== undefined && r[\"youtube_data\"] !== ''){\n\t\t\t\t\t\t\t\t\t// obj.published = r.youtube_data.publishedAt\n\t\t\t\t\t\t\t\t\tobj.published = resource.date\n\t\t\t\t\t\t\t\t\tobj.externalYoutube = false\n\t\t\t\t\t\t\t\t}\n\t\t\t\t\t\t\t}\n\t\t\t\t\t\t});\n\t\t\t\t\t\tif(videoPresent && transcriptPresent){\n\t\t\t\t\t\t\tvideos.push(obj)\n\t\t\t\t\t\t}\n\t\t\t\t\t}\n\t\n\t\t\t\t\tif(resource.type === \"resource\"){\n\t\t\t\t\t\tresource.resources.map((r) => {\n\t\t\t\t\t\t\tif(r.hasOwnProperty(\"youtube_data\") && r[\"youtube_data\"] !== null && r[\"youtube_data\"] !== undefined && r[\"youtube_data\"] !== ''){\n\t\t\t\t\t\t\t\tobj = {\n\t\t\t\t\t\t\t\t\ttitle: r.youtube_data.title,\n\t\t\t\t\t\t\t\t\tid: resource._id,\n\t\t\t\t\t\t\t\t\turl: r.url,\n\t\t\t\t\t\t\t\t\tpublished: r.youtube_data.publishedAt,\n\t\t\t\t\t\t\t\t\texternalYoutube: true\n\t\t\t\t\t\t\t\t};\n\t\t\t\t\t\t\t\tvideos.push(obj)\n\t\t\t\t\t\t\t}\n\n\t\t\t\t\t\t\tif(r.kind === \"resource\" && r.type === \"file\"){\n\t\t\t\t\t\t\t\tdoc_resources.push({\n\t\t\t\t\t\t\t\t\ttitle: r.title,\n\t\t\t\t\t\t\t\t\turl: r.url,\n\t\t\t\t\t\t\t\t\ttype: r.fileExt,\n\t\t\t\t\t\t\t\t\tsize: r.size\n\t\t\t\t\t\t\t\t})\n\t\t\t\t\t\t\t}\n\t\t\t\t\t\t});\n\t\t\t\t\t}\n\t\t\t\t});\n\t\t\t}\n\n\t\t\tif(doc_resources.length > 0){\n\t\t\t\tlet doc_resouces_html = \"<ul>\";\n\t\t\t\tdoc_resources.forEach(doc=>{\n\t\t\t\t\t// let file_type = \"\";\n\t\t\t\t\t// switch(doc.type){\n\t\t\t\t\t// \tcase 'pptx' : file_type = \"Power Point\" ; break;\n\t\t\t\t\t// \tcase 'pdf' : file_type = \"PDF\" ; break;\n\t\t\t\t\t// \tcase 'docx' : file_type = \"Word Document\"; break;\n\t\t\t\t\t// }\n\t\t\t\t\tdoc_resouces_html += `<li><a href=\"${doc.url}\">${doc.title} (${doc.size})</a></li>`\n\t\t\t\t})\n\t\t\t\tdoc_resouces_html += \"</ul>\"\n\t\t\t\tfetched_resources_wrapper.innerHTML = doc_resouces_html;\n\t\t\t}\n\t\n\t\t\tvideos.sort((a, b) => new Date(b.published) - new Date(a.published));\n\t\t\tconst date_utc_options = {\n\t\t\t\tyear: \"numeric\",\n\t\t\t\tmonth: \"long\",\n\t\t\t\tday: \"numeric\",\n\t\t\t\ttimeZone: \"UTC\",\n\t\t\t};\n\t\t\t\n\t\t\tif(future_events.length === 0 && videos.length === 0 && !general_resources_present){\n\t\t\t\tgeneral_resources_wrapper.style.display = \"none\";\n\t\t\t} else {\n\t\t\t\tconst events_element = document.getElementById(\"upcoming-events\");\n\t\t\t\tconst date_options = { year: \"numeric\", month: \"long\", day: \"numeric\" };\n\t\t\t\tif (future_events.length > 0) {\n\t\t\t\t\tfuture_events.map((i) => {\n\t\t\t\t\t\tconst newLiElement = document.createElement(\"li\");\n\t\t\t\t\t\tnewLiElement.innerHTML = `<a href=\"/news-events/calendar-of-events/${i.id}\">${i.title}</a> on ${new Date(i.date).toLocaleString(\"en-US\",date_options)}`;\n\t\t\t\t\t\tevents_element.appendChild(newLiElement);\n\t\t\t\t\t});\n\t\t\t\t} else {\n\t\t\t\t\tupcoming_events.style.display = \"none\";\n\t\t\t\t}\n\t\n\t\t\t\tconst videos_element = document.getElementById(\"videos\");\n\t\t\t\tif (videos.length > 0) {\n\t\t\t\tvideos.map((i) => {\n\t\t\t\t\tconst newLiElement = document.createElement(\"li\");\n\t\t\t\t\tif(i.externalYoutube){\n\t\t\t\t\t\tnewLiElement.innerHTML = `<a href=\"${i.url}\" target=\"_blank\" class=\"new-domain\">${i.title}</a> (${new Intl.DateTimeFormat('en-US', date_utc_options).format(new Date(i.published))})`;\n\t\t\t\t\t} else {\n\t\t\t\t\t\tnewLiElement.innerHTML = `<a href=\"/news-events/calendar-of-events/${i.id}/video\">${i.title}</a> (${new Intl.DateTimeFormat('en-US', date_utc_options).format(new Date(i.published))})`;\n\t\t\t\t\t}\n\t\t\t\t\tvideos_element.appendChild(newLiElement);\n\t\t\t\t});\n\t\t\t\t} else {\n\t\t\t\t\tvideos_block.style.display = \"none\";\n\t\t\t\t}\n\t\t\t\tconst video_list = document.querySelector(\".videos-see-more\");\n\t\t\t\tconst seeMoreVideos = document.createElement(\"div\");\n\t\t\t\tcollapseMore(video_list, seeMoreVideos, \"Videos\");\n\t\t\t}\n\t\t</script> \n    <div> \n     <div> \n      <h3>See Also</h3> \n      <div> \n       <ul> \n        <li> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/key-dates-and-policy-notices\">Key Dates &amp; Policy Notices</a> </li> \n        <li> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/case-studies#collapseS2_top\">Case Studies</a> </li> \n        <li> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials/training-resources\">Training &amp; Resources</a> </li> \n        <li> <a href=\"https://grants.nih.gov/policy-and-compliance/policy-topics/human-subjects\">Human Subjects&nbsp;Research</a> </li> \n        <li> <a href=\"https://clinicaltrials.gov/\">ClinicalTrials.gov</a> </li> \n        <li> <a href=\"https://researchmethodsresources.nih.gov\">Research Methods Resources</a>&nbsp; </li> \n        <li> <a href=\"http://clinregs.niaid.nih.gov/\">ClinRegs: International Clinical Trials Regulations</a> </li> \n        <li> <a href=\"https://extramural-intranet.nih.gov/policy-and-guidance/policy-topics/human-subjects-clinical-trials-specimens\">For NIH Staff</a> <i></i> </li> \n       </ul> \n      </div> \n     </div> \n    </div> \n   </div> \n  </div> \n  <hr> \n  <small> This page last updated on: September 12, 2024<br> For technical issues <a href=\"https://grants.nih.gov/contact-us\">E-mail OER Webmaster</a> </small> \n </div>\n <script type=\"application/ld+json\">{\"@context\":\"http://schema.org\",\"@type\":\"Article\",\"headline\":\"Clinical Trial Requirements for Grants and Contracts\",\"datePublished\":\"2017-38-04T13:38:00Z\",\"description\":\"A research study in which one or more human subjects are prospectively assigned prospectively assigned The term \\\"prospectively assigned\\\" refers to a pre-defined process (e.g., randomization) specified in an approved protocol that stipulates the assignment of research subjects (individually or in clusters) to one or more arms (e.\",\"about\":\"nih, clinical trials\",\"audience\":\"\",\"dateCreated\":\"2017-38-04T13:38:00Z\",\"dateModified\":\"2024-58-24T17:58:11Z\",\"sourceOrganization\":\"National Institutes of Health\"}</script>\n</body><div class='syndicate'><span><Strong>Syndicated Content Details:</strong></span><br/><span>Source URL: <a href='https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials'>https://grants.nih.gov/policy-and-compliance/policy-topics/clinical-trials</a></span><br/><span>Source Agency: <a href='http://www.nih.gov'>National Institutes 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